Job Information
GOLDMAN, SACHS & CO. Compliance, Financial Crimes Control, Vice President, Salt L in SALT LAKE CITY, Utah
Global Compliance
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
The Role
Financial Crime Compliance (FCC) coordinates Goldman Sachs' enterprise-wide anti-money laundering (BSA/AML), sanctions, anti-bribery compliance, and forensics surveillance efforts. The FCC team, which is comprised of professionals with extensive law enforcement, regulatory, legal, compliance, forensic consulting, operations, and business experience, administers an array of surveillances, due diligence and other control processes designed to identify potential money laundering, terrorist financing, bribery, securities fraud, and other violations of the law.
OPPORTUNITY
FCC's Strategic Program Management (SPM) team is responsible for the oversight and governance of strategic initiatives within the Financial Crime Compliance program. Strategic initiatives are defined as large-scale and /or multi-disciplinary initiatives that may span across multiple teams within or external to FCC, the aim of which is to improve the FCC organization's performance and/or substantive financial crime risk coverage across the Firm.
In this role you will manage specific workstreams/projects within the FCC Annual Plan program
Responsibilities in this role may include, but are not limited to:
Work with workstreamleads to define project scope, deliverables, and timelines
Track project progress and report status using Smartsheet
Coordinate with cross-functional teams and appropriate stakeholders
Execute change management and closure process and documentation
Manage stakeholder engagement and readiness assessments
Develop, gather and format data using various internal tools
Conduct training and track adoption metrics
Contribute to management reporting
Assist Program Manager(s) with other initiatives within FCC as needed
Preferred Qualifications
5+ years of experience
Prior project management experience
Prior compliance or regulatory experience an advantage
Working knowledge of BSA/AML, counter-terrorism, anti-bribery and/or anti-fraud experience in the banking industry or at a regulator an advantage
MS Excel and PowerPoint skills (proficient in data manipulation and presentation)
Strong communicator, comfortable in presenting and explaining analysis
Knowledge/experience with financial products and services
Team player with great attitude and work ethic
Ability to multi-task on several different assignments/projects
Interest in working on a global team dealing with global businesses
Education:
- Bachelor's degree required
ABOUT GOLDMAN SACHS
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