Job Information
Neuberger Berman Fund Oversight Specialist in London, United Kingdom
About the role:
This is a permanent role to join as a member of the Fund Oversight team in EMEA. This is a key role for an individual with several years of asset management experience. In this role, the person will support the wider business in Fund-related initiatives taking into consideration the regulatory environment in which the funds operate. The role requires working cross functionally with various levels of stakeholders in Operations, Legal, Compliance, Product Development, Finance, Investment Risk, Portfolio Management, and external vendors that provide services to the fund range.
The role reports to the Manager of Fund Oversight.
Responsibilities:
Overall
Capable of managing day-to-day responsibilities to maintain coverage during periods of high workload or unexpected absences.
Ensure adherence to a robust control environment, with standards, policies, controls, and procedures consistently followed.
Maintain accountability for meeting all deadlines and deliverables, both individually and collaboratively as part of the team.
Promptly escalate significant issues to management as necessary.
Continuously review processes and procedures to identify opportunities for improvement, enhancing overall efficiency and effectiveness.
Develop and sustain strong working relationships with internal teams (including Operations, Legal, Compliance, Product Development, Finance, Investment Risk, Portfolio Management, and IT), external vendors, and Fund Administrators.
Core
Coordinate the production and delivery of UCITS KIID, PRIIPs KID and updates to Prospectuses.
Manage fund lifecycle events, including fund launches (and registrations), new share class openings, and fund closures.
Ensure compliance with MiFID II regulatory reporting requirements, including transaction costs and charges, EMT, EPT, and EET.
Proficient in managing queries with an emphasis on prompt review and delivering high-quality responses to inquiries from various areas of the business.
Conduct thorough reviews of fund documentation to ensure operational processes and workflows are accurately detailed and regularly updated through a structured review process.
Partner with internal teams, including Product, Investment Risk, Legal, and Compliance, to ensure alignment and effective collaboration.
Proven experience in vendor management, including ensuring the accuracy, completeness, and timeliness of fund data, conducting service level reviews, managing queries, and reviewing documentation such as SLAs.
Other
Actively engage in and contribute to project initiatives as needed.
Provide support for internal audit processes and requirements.
Undertake additional tasks as assigned, related to the responsibilities outlined above.
Requirements:
Over 5 years of industry experience.
Experience in the creation and oversight of PRIIPs KIDs and UCITS KIDs.
Strong understanding of fund structures, operations, transaction costs, and applicable regulations.
Proven ability to manage high-priority tasks, adapt to shifting priorities, and deliver results under tight deadlines.
Skilled in prioritisation, teamwork, and ensuring timely completion of deliverables.
Strong project management experience is desirable.
Exceptional interpersonal skills, with the ability to communicate effectively across all levels of the organisation and work collaboratively with cross-functional and cross-jurisdictional teams.
Highly organised with excellent administrative, problem-solving, and analytical skills, coupled with a high level of attention to detail.
Proficient in Microsoft Excel, Word, and PowerPoint.
Previous experience of Python and SQL would be an advantage.
Neuberger Berman is an equal opportunity employer. The Firm and its affiliates do not discriminate in employment because of race, creed, national origin, religion, age, color, sex, marital status, sexual orientation, gender identity, disability, citizenship status or protected veteran status, or any other characteristic protected by local, state, or federal laws, rules, or regulations. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact onlineaccommodations@nb.com .
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Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager. From offices in 39 cities worldwide, the firm manages $515 billion in client assets (as of March 31, 2025) across a range of strategies—including equity, fixed income, quantitative and multi-asset class, private equity and hedge funds—on behalf of institutions, advisors and individual investors globally.
Tenured, stable and long-term in focus, the firm has built a diverse team—including 760-plus investment professionals and more than 2,800 employees in total—united in their commitment to delivering client outcomes and investment excellence. It is our people who define our culture and have enabled us to be recognized by Pensions & Investments as the first or second "Best Place to Work in Money Management” for last eight consecutive years (firms with 1,000+ employees).
Neuberger Berman believes strongly that all employees are entitled to be treated with respect and dignity, and to work in a professional and safe environment. These values are the cornerstone of our firm. We prohibit any form of harassment, whether mental, verbal or physical. We do not tolerate the support of terrorist groups, acts of terrorism, or threats of violence. All who wish to be employed by the firm are expected to uphold these principles.
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